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Complaint / review / scam report. David Lerner Asociates. DLA, David Lerner David Lerner Associates Scam. Complaint / review text: Because of threat of retaliation, I am changing my name to write this very truthful report. As an ex-employee of David Lerner Associates, I worked with sales persons and executives of the firm on a daily basis.
03/03/2021 · David Lerner Associates Complaints For Energy 11 & 12. Investment Lawsuit / By Investment Fraud Lawyers / March 3, 2021. April 9, 2021. / Energy 11 LP, Energy Resource 12 LP, Spirit of America Fund (NASDAQ: SOAEX) The national investor law firm, Haselkorn & Thibaut, P.A., is currently investigating David Lerner Associates for the sales of several …
16/08/2021 · David Lerner Associates (DLA) has been slapped with another Financial Industry Regulatory Authority arbitration claim of $100K by a New York widow. Her claim stems from the losses incurred as a result of investments made at the behest of DLA broker Michael Joseph Norton , which included, but were not limited to, the firm’s proprietary Energy 11 LP private placement.
Complaint Against David Lerner Associates; Complaints Filed: 1; Reported Damages: $11,000.00; Visit Complete Company Profile
Complaint / review text: The problem with David Lerner Associates is not necessarily the securityproduct (Apple REIT), but that their salespeople go around selling it in largevolumes to people on fixed income and disability, therefore creating aportfolio that is illiquid and over concentrated, building accounts that areunsuitable for their investment needs.
07/10/2020 · Before David Lerner Associates, he was a registered representative at The Dreyfus Service Corporation and before that with Municipal Investors Service. Isler has been named in three other FINRA arbitration complaints alleging unsuitability, misrepresentations and omissions: A customer dispute in 2018 settled for nearly $16K.
28/02/2021 · **Update: 4/19/21** In March 2021 another customer filed a securities arbitration complaint against Daniel Todd Lerner and David Lerner Associates, Inc. The customer has alleged over $515,000 in damages as a result of unsuitable investment recommendations related to Energy 11 and an unspecific mutual fund (possibly, SOAEX).
11/12/2020 · Gary Isler (CRD #: 1514385), a broker registered with David Lerner Associates, is facing client allegations of fraud, according to his BrokerCheck record, accessed on December 7, 2020. This is his fourth client complaint regarding an unsuitable investment recommendation.
22/01/2021 · Glenn Werner (CRD #: 6118112), a broker registered with David Lerner Associates, is involved in an investor dispute over $250,000, according to his BrokerCheck record, accessed on January 5, 2021. This is his 5 th disclosure. On October 27, 2020, a client alleged that Werner had recommended unsuitable investments.
26/07/2021 · David Lerner Associates is pleased to announce the promotion of Joseph Aspelund to Director of Insurance Sales! Joe has been a valuable member of our team since 2011, previously in our Teaneck office, and now reporting to White Plains. He will retain his duties as Assistant Branch Manager along with assuming the task of promoting and expanding …